Karl Jason Locke

Current Employers

Employment History

• 03/2013 → Present
  Jba Financial Services
  Center, TX
• 09/2019 → 09/2023
  Sagepoint Financial, Inc.
  Center, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Center, TX

Previous Registrations

• 2020-01-02 → 2023-09-01
  Osaic Services, Inc.
  Center, TX

Other Businesses

1. JBA FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/21/2013 ADDRESS: 101 Hurst Street, Center TX 75935, United States DESCRIPTION: Agent for selling Life and Health insurance products. 2. PINE HILLS MANAGEMENT GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2009 ADDRESS: 403 Nacogdoches St., Suite 1, Center TX 75935, United States DESCRIPTION: PHMG owns and finances a private home, owns a stake in a private land mitigation bank, and owns some mineral rights. Occasionally, I will make a random deposit or distribute monies to the 4 partners. 3. KARL JASON LOCKE MANAGEMENT LLC POSITION: Owner NATURE: I created the LLC in order to purchase my current office building from one of my partners. That is it's only function. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2024 ADDRESS: 101 Hurst Street, Center TX 75935, United States DESCRIPTION: The LLC will pay the bills associated with the building costs like water, electricity, etc. 4.K. JASON LOCKE SERVICES, LLC POSITION: Manager NATURE: This is an LLC, s-corp that exist simply as a way for me to handle my personal taxes and be able to file as an s-corp. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/09/2026 ADDRESS: 258 CR 1430, Center TX 75935, United States DESCRIPTION: This is basically a bank account that receives my fees and I can pay my expenses, taxes, and some office bills from the account. It is set up so that I can file my taxes as an s-corp. It has no other function, owns no assets, and will not serve any other purpose.

Exams

• S66 Uniform Combined State Law Examination
  2019-12-23