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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-08 |
| GA | RA | APPROVED | 2016-03-23 |
Branch Locations
3250 Riverwood Parkway, Atlanta, GA 30339 • United States
11575 Haynes Bridge Road, Alpharetta, GA 30009 • United States
1025 Virginia Avenue, Atlanta, GA 30354 • United States
1100 Hammond Dr Ste 100, Sandy Springs, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Atlanta | GA | 03/2016 | Present |
| Delta Commuynity Credit Union | Atlanta | GA | 03/2016 | Present |
1. 03/21/16-Ash Brokerage/Non-Variable Insurance/Life, Disabilty, Long term care and fixed annuities, etc., paid through Delta Community credit union, not an owner of the agency/5%/1025 Virginia Ave Atlanta GA 30354 2. 03/21/16-Delta Community Retirement & Investment Services/DBA for LPL Business (entity for LPL business) 3. 03/21/2016 * Members Trust Company * Financial Institution Duty * INV REL * AT REPORTED BUSINESS LOCATION(S) * Delta Community Credit Union offers trust administration and investment management to its members through Members trust Company. Our advisors do not have discretionary authority over the funds investment but act in the capacity of a relationship manager. Title: Trust Lianson Officer * START 3/16/16 * TIME SPENT 5% 4. 8/24/2020 - No Business Name - Investment Related - 725 Orchard Court, Atlanta, GA 30328 - Real Estate Rental - Start Date: 9/1/2020 - 2 Hours Per Month/2 Hours During Securities Trading. 5. 3/13/2023 - No Business Name - Not Investment Related - Home Based - Other - Travel Agent - part-time travel agent - Start Date - 02/13/2023 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-19 |
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