Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-01-06
TX RA APPROVED 2025-01-02
  • ME RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-02

Branch Locations

Turner, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ccf Investments, Inc Greensboro GA 01/2015 06/2017
Fairpoint Communications Lewiston ME 02/1998 01/2018
Ameritas Investment Corp. Lincoln NE 06/2017 08/2018
Capital Choice Financial Services Turner ME 03/2014 08/2018
Cambridge Investment Research, Inc. Fairfield IA 08/2018 Present
Consolidated Communications Lewiston ME 01/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
  • 01/2015 → 06/2017
    Ccf Investments, Inc
    Greensboro, GA
  • 02/1998 → 01/2018
    Fairpoint Communications
    Lewiston, ME
  • 06/2017 → 08/2018
    Ameritas Investment Corp.
    Lincoln, NE
  • 03/2014 → 08/2018
    Capital Choice Financial Services
    Turner, ME
  • 08/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → Present
    Consolidated Communications
    Lewiston, ME
  • 01/2025 → Present
    Fairfield, IA
Other Businesses

1.Gauthier Financial, Inc.; same as branch; inv rel; website and business card reference only; Teammate; start date=02/2015; hrs/mo=0 trading hrs/mo=0; teammate of the website owner Peter J. Gauthier 2.Capital Choice Financial Services; same as branch; inv rel; term life insurance and non-security annuity sales; Agent; start date=03/2014; hrs/mo=10; trading hrs/mo=0; sales representative for term life insurance and annuities 3.Fairpoint Communications; 58 Westminster St, Lewiston ME 04240; non-inv rel; telecommunications providing telephone and internet services to residences and businesses; Outside Plant Technician; start date=02/1998; hrs/mo=160; trading hrs/mo=140; installation and maintenance of outside plant telephone equipment, pole placement and replacement, line construction with placement of strand, cable and fiber optic cables on those poles, placement of said communication tables may also be placed into homes and/or businesses within our local coverage area 4.INDEPENDENT INSURANCE AGENT, 265 GENERAL TURNER HILL, TURNER, ME 04282, 2/2014, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL - 2HRS/WK, 0HRS/TRADING. 5.SMARTPRO FINANCIAL, 6710 Professional Pkwy W, #305, Sarasota FL 34240, United States, 08/08/2018, Life Insurance Producer/agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 0 HR/MO TRADING 6. CONSOLIDATED COMMUNICATIONS, STAFF CRAFT ASSISSTANT, SOUTHERN MAINE SAFETY COACH AND TRAINING, 58 Westminster St., Lewiston ME 04240, 07/2023, SAFETY COACH NIR, 160 HR/MO 100 HR TRADING 7. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-29
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S65 Uniform Investment Adviser Law Examination
    2024-06-29
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28

View on SEC IAPD

More in Turner, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor