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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ccf Investments, Inc | Greensboro | GA | 01/2015 | 06/2017 |
| Fairpoint Communications | Lewiston | ME | 02/1998 | 01/2018 |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 08/2018 |
| Capital Choice Financial Services | Turner | ME | 03/2014 | 08/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2018 | Present |
| Consolidated Communications | Lewiston | ME | 01/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | Present |
1.Gauthier Financial, Inc.; same as branch; inv rel; website and business card reference only; Teammate; start date=02/2015; hrs/mo=0 trading hrs/mo=0; teammate of the website owner Peter J. Gauthier 2.Capital Choice Financial Services; same as branch; inv rel; term life insurance and non-security annuity sales; Agent; start date=03/2014; hrs/mo=10; trading hrs/mo=0; sales representative for term life insurance and annuities 3.Fairpoint Communications; 58 Westminster St, Lewiston ME 04240; non-inv rel; telecommunications providing telephone and internet services to residences and businesses; Outside Plant Technician; start date=02/1998; hrs/mo=160; trading hrs/mo=140; installation and maintenance of outside plant telephone equipment, pole placement and replacement, line construction with placement of strand, cable and fiber optic cables on those poles, placement of said communication tables may also be placed into homes and/or businesses within our local coverage area 4.INDEPENDENT INSURANCE AGENT, 265 GENERAL TURNER HILL, TURNER, ME 04282, 2/2014, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL - 2HRS/WK, 0HRS/TRADING. 5.SMARTPRO FINANCIAL, 6710 Professional Pkwy W, #305, Sarasota FL 34240, United States, 08/08/2018, Life Insurance Producer/agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 0 HR/MO TRADING 6. CONSOLIDATED COMMUNICATIONS, STAFF CRAFT ASSISSTANT, SOUTHERN MAINE SAFETY COACH AND TRAINING, 58 Westminster St., Lewiston ME 04240, 07/2023, SAFETY COACH NIR, 160 HR/MO 100 HR TRADING 7. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-28 |
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