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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31

Branch Locations

Centennial, CO • United States

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Greenwood Village CO 01/2015 10/2017
Fidelity Brokerage Services Llc Greenwood Village CO 06/2018 Present
Unemployed Aurora CO 11/2017 05/2018
Fidelity Investments Boston MA 03/2025 Present
  • 01/2015 → 10/2017
    Lpl Financial, Llc
    Greenwood Village, CO
  • 06/2018 → Present
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 11/2017 → 05/2018
    Unemployed
    Aurora, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-09-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Other Businesses

OBA-10150|OrgNmn:eBay|Org Addr:Centennial,Colorado,US|OBA Nature:Internet Sales|Invst Rel:N|Title:No real title. Owner?|Duties:I sell books on eBay. I'm cleaning out the basement and regularly have listings active.|StrtDt:01-01-13|TotHrs/mon:5|TrdHrs/mon:0|OBA-99011|OrgNmn:Scout leader/volunteer|Org Addr:Centennial,Colorado,US|OBA Nature:Scout leader/volunteer|Invst Rel:N|Title:Adult volunteer|Duties:Adult volunteer, chaperone|StrtDt:08-01-23|TotHrs/mon:3|TrdHrs/mon:0|OBA-98620|OrgNmn:Beer Judge|Org Addr:Centennial,Colorado,US|OBA Nature:Beer Judge for homebrew & prof|Invst Rel:N|Title:Certified Beer Judge (D0604)|Duties:Judge beer competitions: Taste flights of beers, write scoresheets for each sample noting characteristics of aroma, flavor, appearance and ov|StrtDt:06-30-01|TotHrs/mon:3|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-13
S63 Uniform Securities Agent State Law Examination 2018-07-06
  • S66 Uniform Combined State Law Examination
    2020-08-13
  • S63 Uniform Securities Agent State Law Examination
    2018-07-06
Other Names
  • Steven Lee Headstream
  • Steven L Headstream
  • Steven L. Headstream

View on SEC IAPD

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