Kristen Ms Vicente

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
RI	RA	APPROVED	2018-03-01

TX RA
APPROVED_RES

Since 2020-04-02
RI RA
APPROVED

Since 2018-03-01

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

South Dartmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Securities, Inc.	Fairhaven	MA	01/2015	01/2017
Lpl	Newport	RI	01/2017	12/2017
Morgan Stanley Smith Barney Llc	Providence	RI	01/2018	Present

01/2015 → 01/2017

Citizens Securities, Inc.

Fairhaven, MA
01/2017 → 12/2017

Lpl

Newport, RI
01/2018 → Present

Morgan Stanley Smith Barney Llc

Providence, RI

Previous Registrations

2016-11-22 → 2017-01-03

Citizens Securities, Inc.

Plymouth, MA

Deep River, CT

Johnston, RI

Other Businesses

*430654 - Power of Attorney; Investment related - Yes; South Dartmouth, Massachusetts; Power of Attorney; 03/2021; During business hours: 0; After business hours: 1;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-21

S66 Uniform Combined State Law Examination

2016-11-21

Other Names

Kristen Vicente

View on SEC IAPD