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Alexander Joseph Fratti

Fratti Investment Management

State College, PA

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Current Employers
Fratti Investment Management

State College, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-08
  • PA RA
    APPROVED
    Since 2025-09-08

Branch Locations

State College, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Berwyn PA 09/2016 11/2016
Unemployed Berwyn PA 06/2015 09/2016
Wells Fargo Clearing Services, Llc Berwyn PA 11/2016 08/2019
Vrc Yardley PA 12/2019 06/2022
Alvarez & Marsal New York NY 07/2022 06/2023
Boyer & Ritter State College PA 10/2023 02/2025
Rkl State College PA 04/2025 06/2026
Unemployed State College PA 07/2023 09/2023
Unemployed Mohnton PA 09/2019 11/2019
Fratti Investment Management State College PA 01/2025 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Berwyn, PA
  • 06/2015 → 09/2016
    Unemployed
    Berwyn, PA
  • 11/2016 → 08/2019
    Wells Fargo Clearing Services, Llc
    Berwyn, PA
  • 12/2019 → 06/2022
    Vrc
    Yardley, PA
  • 07/2022 → 06/2023
    Alvarez & Marsal
    New York, NY
  • 10/2023 → 02/2025
    Boyer & Ritter
    State College, PA
  • 04/2025 → 06/2026
    Rkl
    State College, PA
  • 07/2023 → 09/2023
    Unemployed
    State College, PA
  • 09/2019 → 11/2019
    Unemployed
    Mohnton, PA
  • 01/2025 → Present
    Fratti Investment Management
    State College, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-23
S63 Uniform Securities Agent State Law Examination 2015-05-01
  • S65 Uniform Investment Adviser Law Examination
    2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    2015-05-01
Designations

View on SEC IAPD

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