Best Investors
Account
Sign in
Best Investors
Account
Sign in
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-21 |
| CA | RA | APPROVED | 2015-04-20 |
Branch Locations
6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc | Pleasonton | CA | 04/2013 | Present |
| Transamerica Financial Advisors, Inc | Pleasonton | CA | 01/2015 | Present |
| Tuyen Tran, Od | Dublin | CA | 10/2016 | Present |
| Hartland Institute Of Financial Education | Greenwood Village | CO | 12/2018 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Tuyen Tran, OD/No/11715 Los Ranchitos Ct/Dublin/CA/94568/Independent optometrist who will do fill in work on an independent contract basis/Optometrist/10.01.2016/8/0/No daily obligations. Just fill in work probably once a month or less. HARTLAND INSTITUTE OF FINANCIAL EDUCATION/NO/8301 E PRENTICE AVE STE 312 GREENWOOD VILLAGE CO 80111/CFED/12/1/2018/5/1/FINANCIAL EDUCATION TO ADULTS/I CAN BE ASKED TO GO INTO AN ORGANIZATION AND TEACH FINANCIAL CONCEPT AND PROVIDE FINANCIAL EDUCATION - NO SET DAILEY RESPONIBILITES-APPROVED WITH RESTRICTIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-05 |
Reach out to this advisor