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Samuel Lucas

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-20
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-20

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Atlanta GA 05/2016 12/2017
Charles Schwab Bank Atlanta GA 01/2018 03/2024
Jpmorgan Chase Bank, N.A. Atlanta GA 03/2024 Present
J.P. Morgan Securities Llc Atlanta GA 03/2024 Present
  • 05/2016 → 12/2017
    Charles Schwab Bank
    Atlanta, GA
  • 01/2018 → 03/2024
    Charles Schwab Bank
    Atlanta, GA
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 03/2024 → Present
    J.P. Morgan Securities Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
S63 Uniform Securities Agent State Law Examination 2015-05-22
  • S66 Uniform Combined State Law Examination
    2016-03-21
  • S63 Uniform Securities Agent State Law Examination
    2015-05-22
Other Names
  • Samuel Lucas
  • Samuel Lucas

View on SEC IAPD

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