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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-08-08
CO RA APPROVED 2016-03-11
  • WY RA
    APPROVED
    Since 2017-08-08
  • CO RA
    APPROVED
    Since 2016-03-11

Branch Locations

1155 Kelly Johnson Blvd Ste 440, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Colorado Springs CO 01/2015 Present
Raymond James Financial Services Advisors Inc. Colorado Springs CO 03/2016 Present
The Compass Wealth Group Cheyenne WY 12/2014 Present
Other Businesses

1) Name of Business: The Compass Wealth Group Address: 455 E. Pikes Peak Ave Ste 301, Colorado Springs, CO, 80903, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/11/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General office duties; financial advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-07
  • S66 Uniform Combined State Law Examination
    2016-03-07
Designations

View on SEC IAPD

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