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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-08-08 |
| CO | RA | APPROVED | 2016-03-11 |
Branch Locations
1155 Kelly Johnson Blvd Ste 440, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Colorado Springs | CO | 01/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Colorado Springs | CO | 03/2016 | Present |
| The Compass Wealth Group | Cheyenne | WY | 12/2014 | Present |
1) Name of Business: The Compass Wealth Group Address: 455 E. Pikes Peak Ave Ste 301, Colorado Springs, CO, 80903, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/11/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General office duties; financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-07 |
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