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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-14
TX RA APPROVED 2026-08-14
  • CA RA
    APPROVED
    Since 2026-08-14
  • TX RA
    APPROVED
    Since 2026-08-14

Branch Locations

1180 Iron Point Road Suite 180, Folsom, CA 95630 • United States

915 Highland Pointe Dr. Suite 150, Roseveille, CA 95678 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
TX RA APPROVED_RES 2025-03-17
  • CA RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2025-03-17

Branch Locations

1180 Iron Point Rd Ste 180, Folsom, CA 95630 • United States

915 Highland Pointe Dr Ste 150, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2015 03/2025
Lpl Financial Llc Roseville CA 03/2025 08/2026
Sierra Oaks Financial Auburn CA 03/2026 Present
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
Previous Registrations
  • 2015-03-23 → 2025-03-18
    Roseville, CA
    St Louis, MO
    Granite Bay, CA
    Roseville, CA
    Granite Bay, CA
Other Businesses

1. NAME OF OTHER BUSINESS: SIERRA OAKS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR - CEO APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES. GENERAL BOOKKEEPING, MARKETING, SALES; FORM BR – YES EMPLOYMENT HISTORY – YES 2. NAME OF OTHER BUSINESS: FOOTHILL TOASTMASTERS INVESTMENT RELATED: NO ADDRESS: ROSEVILLE, CA 95661 NATURE OF BUSINESS: BOARD OR COMMITTEE POSITIONS START DATE: 07/2026 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLD MONTHLY MEETINGS, HOST A MIXER, INDUCT NEW MEMBERS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-20
  • S66 Uniform Combined State Law Examination
    2015-03-20
Designations
Other Names
  • Bob Daniel Mcmahon

View on SEC IAPD

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