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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-14 |
| TX | RA | APPROVED | 2026-08-14 |
Branch Locations
1180 Iron Point Road Suite 180, Folsom, CA 95630 • United States
915 Highland Pointe Dr. Suite 150, Roseveille, CA 95678 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2025-03-17 |
Branch Locations
1180 Iron Point Rd Ste 180, Folsom, CA 95630 • United States
915 Highland Pointe Dr Ste 150, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2015 | 03/2025 |
| Lpl Financial Llc | Roseville | CA | 03/2025 | 08/2026 |
| Sierra Oaks Financial | Auburn | CA | 03/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: SIERRA OAKS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR - CEO APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES. GENERAL BOOKKEEPING, MARKETING, SALES; FORM BR – YES EMPLOYMENT HISTORY – YES 2. NAME OF OTHER BUSINESS: FOOTHILL TOASTMASTERS INVESTMENT RELATED: NO ADDRESS: ROSEVILLE, CA 95661 NATURE OF BUSINESS: BOARD OR COMMITTEE POSITIONS START DATE: 07/2026 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLD MONTHLY MEETINGS, HOST A MIXER, INDUCT NEW MEMBERS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-20 |
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