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Arvada, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-13 |
| NY | RA | APPROVED | 2024-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Companies | Raleigh | NC | 03/2017 | 03/2018 |
| Bottle Rev 3 | Raleigh | NC | 01/2016 | 03/2017 |
| Capital Investment Group, Inc. | Raleigh | NC | 02/2018 | 03/2018 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 02/2018 | 03/2018 |
| Brookstone Capital Management | Wheaton | IL | 04/2018 | 04/2019 |
| Lincoln Investment Planning, Llc | Fort Washington | PA | 04/2019 | 07/2020 |
| The Vanguard Group, Inc. | Malvern | PA | 08/2020 | 12/2021 |
| Masterworks Investor Services Llc | New York | NY | 01/2022 | 06/2023 |
| Arete Wealth Management Llc | Chicago | IL | 01/2022 | 06/2023 |
| Arete Wealth Advisors Llc | Chicago | IL | 01/2022 | 06/2023 |
| Masterworks Advisers, Llc | New York | NY | 06/2023 | 04/2024 |
| Q3 Advisors | Denver | CO | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-31 |
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