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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-09-19
  • MA RA
    APPROVED
    Since 2017-09-19

Branch Locations

Swampscott, MA • United States

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock/Jhpfs Boston MA 05/2014 06/2017
John Hancock Distributors Llc Boston MA 01/2015 06/2017
John Hancock Funds, Llc Boston MA 06/2017 06/2019
John Hancock Boston MA 06/2017 06/2019
John Hancock Distributors Llc Boston MA 06/2019 Present
John Hancock Boston MA 06/2019 Present
  • 05/2014 → 06/2017
    John Hancock/Jhpfs
    Boston, MA
  • 01/2015 → 06/2017
    John Hancock Distributors Llc
    Boston, MA
  • 06/2017 → 06/2019
    John Hancock Funds, Llc
    Boston, MA
  • 06/2017 → 06/2019
    John Hancock
    Boston, MA
  • 06/2019 → Present
    John Hancock Distributors Llc
    Boston, MA
  • 06/2019 → Present
    John Hancock
    Boston, MA
Other Businesses

a. OBA Name: Rental Property b. Investment-related? No c. OBA Address: 337 High St, Apt 4, Medford, MA 02155 d. OBA Nature: Rental Property e. Position, Title, or Relationship with the OBA: Owner/Landlord f. OBA Start Date: 02/01/2025 g. Approximate number of hours/month devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Receive rental income and keep property maintained.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2014-08-25
Other Names
  • Courtney Swan

View on SEC IAPD

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