Best Investors Account Sign in
Inactive

Thomas Ausland Bailey

Broadview Wealth Management, LLC

Kirkland, WA

Claim This Profile
Current Employers
Broadview Wealth Management, Llc

Kirkland, WA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-10
WA RA APPROVED 2015-03-05
  • TX RA
    APPROVED_RES
    Since 2025-01-10
  • WA RA
    APPROVED
    Since 2015-03-05

Branch Locations

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadview Wealth Management, Llc Kirkland WA 11/2014 Present
Microsoft Corporation Redmond WA 07/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-16
  • S65 Uniform Investment Adviser Law Examination
    2014-12-16

View on SEC IAPD

More in Kirkland, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor