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Graham G Ross

Morgan Stanley

Stamford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-03-15
TX RA APPROVED 2022-03-15
  • CT RA
    APPROVED
    Since 2022-03-15
  • TX RA
    APPROVED
    Since 2022-03-15

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Centerville OH 07/2015 12/2021
World Financial Group, Inc. Centerville OH 06/2015 01/2022
United Health Care Minnetonka MN 06/2016 06/2017
Ross Medicare Group Llc Dayton OH 06/2017 03/2022
Morgan Stanley Stamford CT 03/2022 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 07/2015 → 12/2021
    Transamerica Financial Advisors, Inc
    Centerville, OH
  • 06/2015 → 01/2022
    World Financial Group, Inc.
    Centerville, OH
  • 06/2016 → 06/2017
    United Health Care
    Minnetonka, MN
  • 06/2017 → 03/2022
    Ross Medicare Group Llc
    Dayton, OH
  • 03/2022 → Present
    Morgan Stanley
    Stamford, CT
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
S63 Uniform Securities Agent State Law Examination 2016-11-21
  • S66 Uniform Combined State Law Examination
    2022-02-28
  • S63 Uniform Securities Agent State Law Examination
    2016-11-21
Other Names
  • Graham G Ross
  • Graham George Ross

View on SEC IAPD

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