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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-19
  • FL RA
    APPROVED
    Since 2025-02-19

Branch Locations

Jacksonville, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2015 01/2025
Bank Of America, N.A. Jacksonville FL 11/2017 01/2025
Empower Advisory Group, Llc Greenwood Village CO 02/2025 Present
Empower Financial Services, Inc Greenwood Village CO 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-06
S63 Uniform Securities Agent State Law Examination 2015-10-27
  • S66 Uniform Combined State Law Examination
    2017-11-06
  • S63 Uniform Securities Agent State Law Examination
    2015-10-27
Other Names
  • Keith James Henriquez

View on SEC IAPD

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