Murtaza Rizvi

W&S Brokerage Services, Inc.

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Current Employers

W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-27

TX RA
APPROVED

Since 2024-12-27

Branch Locations

1301 Solana Blvd Building 1, Suite 1529, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Fort Worth	TX	05/2015	11/2017
Self Employed	Fort Worth	TX	12/2017	11/2019
Unemployed	Fort Worth	TX	12/2019	07/2020
Mochio Donut	Dallas	TX	08/2020	02/2024
Unemployed	Fort Worth	TX	03/2024	09/2024
Western And Southern Life	Westlake	TX	10/2024	Present
W&S Brokerage Services, Inc	Westlake	TX	10/2024	Present

05/2015 → 11/2017

Td Ameritrade

Fort Worth, TX
12/2017 → 11/2019

Self Employed

Fort Worth, TX
12/2019 → 07/2020

Unemployed

Fort Worth, TX
08/2020 → 02/2024

Mochio Donut

Dallas, TX
03/2024 → 09/2024

Unemployed

Fort Worth, TX
10/2024 → Present

Western And Southern Life

Westlake, TX
10/2024 → Present

W&S Brokerage Services, Inc

Westlake, TX

Other Businesses

Western and Southern Life-NO-Westlake, TX, Full Time Sales Agent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-26
S63	Uniform Securities Agent State Law Examination	2015-06-26

S66 Uniform Combined State Law Examination

2024-12-26
S63 Uniform Securities Agent State Law Examination

2015-06-26

Other Names

Shan Rizvi

View on SEC IAPD

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