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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-22 |
| AR | RA | APPROVED | 2015-09-01 |
Branch Locations
1204 East Joyce Boulevard, Suite 102, Fayetteville, AR 72703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 08/2015 | Present |
1. Little Chief, Fayetteville, AR, Business is not investment related, Nature of business: Folk Band, Title: Founder on 11/2015, Devote 0 hrs/month, Band broke up but started collecting online revenue streams from previous albums. 2. Redwood Financial, LLC; Investment Related; 116 E Glendale Lane, Rogers, AR 72758; Investment Advisory; President; 7/1/2017; 40 hours per month; 40 hours per trading hours; Investment Advisory, Wealth Management & Financial Planning. 3. Humblebee House, LLC; Non-Investment Related; 2744 N French Hill Ln., Fayetteville, AR 72704; Children's book publishing company; Owner; 4/1/2023; 10 hours per month; 5 hours during market hours; Develop, Market and sell children's books within the United States.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-20 |
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