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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-07-07
CA RA APPROVED 2026-06-26
TX RA APPROVED_RES 2026-06-26
  • MT RA
    APPROVED
    Since 2026-07-07
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-26

Branch Locations

6 9Th Street East, Suite 302, Columbia Falls, MT 59912 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

1904 Olympic Boulevard, Suite 200, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brentwood CA 06/2016 09/2016
Lpl Financial, Llc Walnut Creek CA 08/2017 11/2019
Lpl Financial, Llc Walnut Creek CA 11/2019 Present
Texas Christian University Fort Worth TX 08/2014 12/2018
Mariner Independent Advisor Network, Llc Walnut Creek CA 11/2021 06/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 06/2016 → 09/2016
    Lpl Financial, Llc
    Brentwood, CA
  • 08/2017 → 11/2019
    Lpl Financial, Llc
    Walnut Creek, CA
  • 11/2019 → Present
    Lpl Financial, Llc
    Walnut Creek, CA
  • 08/2014 → 12/2018
    Texas Christian University
    Fort Worth, TX
  • 11/2021 → 06/2026
    Mariner Independent Advisor Network, Llc
    Walnut Creek, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 11/5/2021 - Mercer Partners Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/02/2021 - 160 Hours Per Month/40 Hours During Securities Trading. 2. 08/21/2023 - Mercer Partners, LLC - Not Investment Related - At Reportable Business Location - Business Entity For Tax/Investment Purposes Only - Start Date 08/01/2023 - 4 Hours Per Month 0 Hours During Trading 3. 10/03/2023 - Effie Communications - Not Investment Related - At Reportable Business Location - Business Entity For Tax/Investment Purposes Only - Start Date 08/01/2023 - 4 Hours Per Month 0 Hours During Trading 4. 06/29/2026 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/ 160 Hours During Securities Trading -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-25
  • S66 Uniform Combined State Law Examination
    2020-01-25

View on SEC IAPD

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