Timothy S Yazawa

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-11-15
TX	RA	APPROVED	2024-11-15

MO RA
APPROVED

Since 2024-11-15
TX RA
APPROVED

Since 2024-11-15

Branch Locations

St Louis, MO • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Chesterfield	MO	12/2014	01/2021
Fidelity Investments	St. Louis	MO	01/2021	10/2024
Fisher Investments	Camas	WA	11/2024	Present

12/2014 → 01/2021

Td Ameritrade

Chesterfield, MO
01/2021 → 10/2024

Fidelity Investments

St. Louis, MO
11/2024 → Present

Fisher Investments

Camas, WA

Previous Registrations

2021-02-12 → 2024-10-25

Fidelity Personal And Workplace Advisors

St. Louis, MO
2015-02-27 → 2021-01-11

Td Ameritrade, Inc.

Chesterfield, MO

St Louis, MO

Chesterfield, MO
2015-02-27 → 2020-12-31

Td Ameritrade Investment Management, Llc

Chesterfield, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-26

S66 Uniform Combined State Law Examination

2015-02-26

Other Names

Timothy S Yazawa
Tim Yazawa
Timothy Shigeru Yazawa

View on SEC IAPD