Keith Waterman

Current Employers

Employment History

• 01/2014 → 01/2020
  Cambridge Investment Research Inc
  Fairfield, IA
• 09/2015 → 01/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2020 → 09/2025
  Commonwealth Financial Network
  Waltham, MA
• 01/2020 → Present
  Resource Planning Group
  Fishers, IN
• 09/2025 → Present
  Osaic Wealth Inc
  Fishers, IN

Previous Registrations

• 2020-01-16 → 2025-09-29
  Commonwealth Financial Network
  Fishers, IN
• 2015-09-03 → 2020-01-28
  Cambridge Investment Research Advisors, Inc.
  Fishers, IN

Other Businesses

1. PROSPERITY PLANNING GROUP, INC POSITION: President NATURE: This is only a S Corp set up to run my business through. I'm 100% owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/10/2014 ADDRESS: 20163 Chad Hittle Blvd, Carmel IN 46074, United States DESCRIPTION: Quarterly reporting of 941 and other tax forms needed 2.RESOURCE PLANNING GROUP POSITION: Marketing NATURE: Marketing branch of our firm and advisors for website, business, etc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/10/2014 ADDRESS: 12574 Promise Creek Ln, Fishers IN 46038-7712, United States DESCRIPTION: Help with marketing if needed. Use RPG thru FMG for marketing and prospect emails 3.KEITH WATERMAN POSITION: Agent and Advisor NATURE: Insurance Agent License INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/10/2014 ADDRESS: 12574 Promise Creek Ln, Fishers IN 46038-7712, United States DESCRIPTION: Disclose my insurance license. I'm also licensed for Long term care. I only occasionally write either for clients.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-07

Other Names

• Keith Waterman
• Keith Waterman