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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-11
  • FL RA
    APPROVED
    Since 2020-09-11

Branch Locations

1201 6Th Ave W. Suite 100 Unit A318, Bradenton, FL 34205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Advisory Services Fort Worth TX 12/2015 07/2019
First Command Advisory Services Fort Worth TX 02/2016 07/2019
First Command Financial Planning, Inc. Fort Worth TX 02/2016 07/2019
First Command Insurance Services Fort Worth TX 02/2016 07/2019
Cetera Advisor Networks Llc El Segundo CA 09/2019 06/2020
Summit Brokerage Services Inc. Sarasota FL 08/2019 09/2019
Summit Financial Group, Inc. Sarasota FL 08/2019 06/2020
Cambridge Investment Research, Inc. Fairfield IA 09/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2020 Present
  • 12/2015 → 07/2019
    Fort Worth, TX
  • 02/2016 → 07/2019
    Fort Worth, TX
  • 02/2016 → 07/2019
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 02/2016 → 07/2019
    First Command Insurance Services
    Fort Worth, TX
  • 09/2019 → 06/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2019 → 09/2019
    Summit Brokerage Services Inc.
    Sarasota, FL
  • 08/2019 → 06/2020
    Summit Financial Group, Inc.
    Sarasota, FL
  • 09/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 09/11/20 2)ALEX GARNER, 5215 98TH AVE, E, PARRISH, FL, AUDIO VISUAL WORK, 07/01/10, NIR, 5/MO- 0/TRADING 3) MANATEE COUNTY, 1 MATZO WAY, BRADENTON, FL, TEACHING PART TIME- 04/05/21, NIR, 26 HR/WK- 16/TRADING HR. 4) FLORIDA INSTITUTE FOR SALTWATER HERITAGE (FISH), 5415 124TH ST W CORTEZ FL 34215, 10/2023, BOARD MEMBER, ENVIRONMENTAL ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-07
  • S66 Uniform Combined State Law Examination
    2015-07-07

View on SEC IAPD

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