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Allen, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-04-30 |
| TX | RA | APPROVED | 2025-04-28 |
Branch Locations
1711 Woodlawn Avenue, Wilmington, DE 19806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Wilmington | DE | 08/2011 | 08/2017 |
| Wfg Advisors, Lp | Wilmington | DE | 08/2011 | 08/2017 |
| National Securities Corp | Wilmington | DE | 08/2017 | 06/2022 |
| B. Riley Wealth Management | Wilmington | DE | 07/2022 | 04/2025 |
| Steadtrust, Llc | Wilmington | DE | 04/2025 | Present |
(1) Concord Financial Group - advisory fees and fixed insurance. DBA for Steadtrust IAR, fixed insurance products and advisory fees. All business to be conducted through Steadtrust, Hours:40 hours/week. (2) Real Estate - apartment rentals, not investment related, Own and rent apartments, Receive rents - act as property manager - passive activity, 1 hours/month, after trading hours. (3) Tax Accounting preparation for small businesses, not investment related, CFG T&A LLC, member, 3 hours per month, during trading hours. (4) Apartment Rental; Owner; Not investment related; 49 Bancroft Mills, Unit 2K Wilmington DE 19806; 2012-03-16; 0 hours per month, during trading hours; 1 hours per month, outside trading hours; 1 percent compensation expected. (5) Real Estate Rentals - Office Building & Apartments ; Owner; Not investment related; 1711 Woodlawn Avenue Wilmington DE 19806; Collect Rent, arrange for repairs; 2014-10-21; 0 hours per month, during trading hours; 1 hours per month, outside trading hours; 1 percent compensation expected.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
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