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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
RI RA APPROVED 2015-03-09
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • RI RA
    APPROVED
    Since 2015-03-09

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 12/2014 Present
Bank Of America, N.A. Providence RI 03/2015 Present
Other Businesses

I*: 2813270 Entity Type: Entity Charitable Name of OBA: Bishop Hendricken High School Address: warwickRhode Island02889 Investment Related: n Position, Title, Association: Board Member Employee Start Date: 09/09/2025 No Hours: 25hr/yr No Hours during trading:0 Duties: To advise the President on strategies to increase enrollment, retain students, engage alumnae, and advance the mission and values of Hendricken and the Diocese of Providence. 4-5 board meetings per year and attend a handful of school specific events. Hi Compliance, the Board of Advisors supports the President and senior leadership in advancing BHHS's mission. The board does not hold fiduciary responsibility. It's duty is to provide strategic guidance and community connections to help the school thrive. we listn and provide our thoughts/guidance on curriculum, advancement efforts, alumna outreach, capital campaigns, and enrollment objectives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2015-03-06
Other Names
  • Donald John Carcieri

View on SEC IAPD

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