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Alexander John Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
CT RA APPROVED 2015-08-27
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • CT RA
    APPROVED
    Since 2015-08-27

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Andover MA 01/2015 Present
Bank Of America, N.A. Andover MA 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-25
  • S66 Uniform Combined State Law Examination
    2015-08-25

View on SEC IAPD

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