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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-17 |
| WA | RA | APPROVED | 2020-10-30 |
Branch Locations
10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Co | Horsham | PA | 12/2014 | 10/2020 |
| Hornor Townsend & Kent Inc | Horsham | PA | 12/2014 | 10/2020 |
| Osaic Wealth, Inc. | Bellevue | WA | 10/2020 | Present |
1) PACIFIC CAPITAL RESOURCE GROUP POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/20/2014 ADDRESS: 10900 NE 4th St, Ste 2413, Bellevue WA 98004, United States DESCRIPTION: Life, Disability, LTC sales 2) F-SQUARED POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 03/09/2018 ADDRESS: 10900 NE 4th St, Ste 2413, Bellevue WA 98004, United States DESCRIPTION: Life, Disability, LTC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-27 |
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