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Inactive

Kathleen Crisel Hudock

Pekin Hardy Strauss, Inc.

Chicago, IL

Carmel, IN

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Current Employers
Pekin Hardy Strauss, Inc.

227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-04
IL RA APPROVED 2025-07-17
IN RA APPROVED 2025-07-17
  • TX RA
    APPROVED
    Since 2025-08-04
  • IL RA
    APPROVED
    Since 2025-07-17
  • IN RA
    APPROVED
    Since 2025-07-17

Branch Locations

227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodforest National Bank The Woodlands TX 03/2015 11/2016
Td Ameritrade The Woodlands TX 12/2016 06/2017
Pekin Hardy Strauss Chicago IL 06/2017 Present
  • 03/2015 → 11/2016
    Woodforest National Bank
    The Woodlands, TX
  • 12/2016 → 06/2017
    Td Ameritrade
    The Woodlands, TX
  • 06/2017 → Present
    Pekin Hardy Strauss
    Chicago, IL
Previous Registrations
  • 2019-06-19 → 2019-06-20
    Cetera Investment Advisers Llc
    Munster, IN
  • 2017-06-06 → 2017-06-23
    Td Ameritrade, Inc.
    The Woodlands, TX
  • 2017-06-06 → 2017-06-23
    Td Ameritrade Investment Management, Llc
    Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-17
S66 Uniform Combined State Law Examination 2017-06-05
  • S65 Uniform Investment Adviser Law Examination
    2025-07-17
  • S66 Uniform Combined State Law Examination
    2017-06-05
Other Names
  • Kathleen Crisel Siojo

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL
CABRERA CAPITAL PARTNERS · CHICAGO, IL

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