Alan Bradley Schmidt

Current Employers

Financial & Tax Architects, Llc

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-04-21

MN RA
APPROVED

Since 2020-04-21

Branch Locations

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Archer Investment Corporation	Indianapolis	IN	12/2014	07/2019
The Diamond Group	Forest Lake	MN	09/2006	02/2018
The Financial Fire Marshal	White Bear Lake	MN	02/2018	Present
Eca Marketing Nfp	Eden Prairie	MN	07/2019	Present

12/2014 → 07/2019

Archer Investment Corporation

Indianapolis, IN
09/2006 → 02/2018

The Diamond Group

Forest Lake, MN
02/2018 → Present

The Financial Fire Marshal

White Bear Lake, MN
07/2019 → Present

Eca Marketing Nfp

Eden Prairie, MN

Previous Registrations

2015-01-13 → 2019-04-23

Archer Investment Corporation

White Bear Lake, MN

Carmel, IN

Other Businesses

Life Insurance and Annuity sales through The Financial Frire Marshall. Market annuity products to independent insurance agents for ECA Marketing. ECA is an insurance field marketing organization ("FMO"). An FMO is a wholesaler of insurance products and does not sell products to the general public. It identifies annuity products for the independent agents who are affiliated with it.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-04

S65 Uniform Investment Adviser Law Examination

2014-12-04

View on SEC IAPD