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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-18
FL RA APPROVED 2019-04-05
CA RA APPROVED 2017-03-01
  • TX RA
    APPROVED_RES
    Since 2019-04-18
  • FL RA
    APPROVED
    Since 2019-04-05
  • CA RA
    APPROVED
    Since 2017-03-01

Branch Locations

St Johns, FL • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2016 Present
The Cheescake Facotry Scottsdale AZ 01/2016 12/2016
Bank Of America, N.A. Jacksonville FL 04/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
  • S66 Uniform Combined State Law Examination
    2017-02-27

View on SEC IAPD

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