James Robert Carnaghi

Current Employers

Employment History

• 11/2015 → 03/2017
  Arkk Engineering Inc.
  Oak Park, MI
• 03/2016 → 02/2017
  Parkland Securities, Llc
  Ann Arbor, MI
• 02/2017 → 09/2018
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2018 → 07/2021
  Waddell & Reed, Inc.
  Cadillac, MI
• 09/2018 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Cadillac, MI
• 09/2018 → 09/2018
  American General (Aig)
  Shelby Township, MI
• 09/2018 → 09/2018
  Prudential
  Shelby Township, MI
• 09/2018 → 09/2018
  Pacific Life
  Shelby Township, MI
• 09/2018 → 09/2018
  John Hancock
  Shelby Township, MI
• 08/2017 → 09/2018
  City Of New Baltimore Downtown Development Authority (Dda)
  New Baltimore, MI
• 06/2017 → 12/2018
  Lifetime Financial Corporation
  Shelby Twp, MI
• 02/2017 → 12/2018
  Carnaghi Financial Services, Llc
  Shelby Twp, MI
• 10/2018 → 07/2021
  Connect Financial
  Cadillac, MI
• 02/2017 → 09/2018
  Action Financial Management, Inc.
  New Baltimore, MI
• 07/2020 → 07/2021
  Rotary Club Of Cadillac
  Cadillac, MI
• 07/2021 → Present
  Lpl Financial Llc
  Cadillac, MI
• 10/2018 → 09/2022
  Duskwood Dawn Inc
  Cadillac, MI

Previous Registrations

• 2018-09-28 → 2021-07-21
  Waddell & Reed
  Cadillac, MI
  Hamden, CT
  Kentwood, MI
• 2016-03-23 → 2018-09-28
  Spc
  New Baltimore, MI
  Shelby Township, MI
  Ann Arbor, MI
  Shelby Township, MI

Other Businesses

1) 10/01/2018 - DBA for LPL Business (entity for LPL business) / Connect Financial / Investment Related / Cadillac, MI 49601 2) 06/03/2022 - CUGGIONO, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 05/24/2022 - 60 Hours Per Month/ 3 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-12
• S63 Uniform Securities Agent State Law Examination
  2015-06-18