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801 Barton Springs Rd, Austin, TX 78704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-20 |
Branch Locations
801 Barton Springs Rd, Austin, TX 78704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc./Ethos Financial | Thornton | CO | 11/2014 | 12/2016 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2017 | 08/2018 |
| Harnden Maclean Wealth Advisors | Peoria | AZ | 10/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jenkintown | PA | 11/2018 | 10/2020 |
| Southern New Hampshire | Hooksett | NH | 06/2018 | 11/2018 |
| Bank Of America, N.A. | Jenkintown | PA | 04/2019 | 10/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2020 | 01/2021 |
| Trajan Wealth, L.L.C | Scottsdale | AZ | 03/2021 | 11/2023 |
| Root Financial Partners | Solana Beach | CA | 11/2023 | Present |
1. Prospira Holdings, LLC; Non-investment related; 109 East 17th Street, Suite 80, Cheyenne, Wyoming 82001; Holding company owning other entities; Founder & Owner/Operator since 01/01/2024; 1 hour/month devoted; 0 hours/month during securities trading hours. 2. Carson Management, LLC; Non-investment related; 3409 N 7th Ave, Unit 2086, Phoenix, Arizona 85013; Short-term rental property management; Founder & Owner/Operator since 10/01/2022; 4 hours/month devoted; 0 hours/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-17 |
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