Hugo Azpeitia Pedroza

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
VT	RA	APPROVED	2025-08-14
TX	RA	APPROVED	2017-10-19

AL RA
APPROVED

Since 2025-08-14
VT RA
APPROVED

Since 2025-08-14
TX RA
APPROVED

Since 2017-10-19

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Little Elm, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	12/2014	Present
Tiaa	Frisco	TX	12/2014	Present

12/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
12/2014 → Present

Tiaa

Frisco, TX

Other Businesses

HUGO AZPEITIA RENTAL PROPERTY POSITION: Landlord NATURE: I have a secondary home and I will start renting the house. I will manage the rental house myself. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 206 Ravenel St, Red Oak TX 75154, United States DESCRIPTION: Landlord- managing the rental

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-19
S63	Uniform Securities Agent State Law Examination	2015-01-27

S66 Uniform Combined State Law Examination

2017-10-19
S63 Uniform Securities Agent State Law Examination

2015-01-27

Other Names

Hugo Azpeitia
Hugo Azpeitia

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