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Richard Gutierrez

Capital Group Private Client Services, Inc.

Los Angeles, CA

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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-17
CA RA APPROVED 2025-05-19
IL RA APPROVED 2025-05-19
NV RA APPROVED 2025-05-19
NY RA APPROVED 2025-05-19
TX RA APPROVED 2025-05-19
  • GA RA
    APPROVED
    Since 2025-09-17
  • CA RA
    APPROVED
    Since 2025-05-19
  • IL RA
    APPROVED
    Since 2025-05-19
  • NV RA
    APPROVED
    Since 2025-05-19
  • NY RA
    APPROVED
    Since 2025-05-19
  • TX RA
    APPROVED
    Since 2025-05-19

Branch Locations

11100 Santa Monica Blvd., 18Th Fl., Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank / U.S. Bancorp Investments, Inc. Chicago IL 08/2013 09/2020
Bmo Harris Bank/Bmo Harris Financial Advisors/Lpl Financial Llc Chicago IL 09/2020 07/2021
Capital Group / Capital Group Private Client Services, Inc. Los Angeles CA 07/2021 Present
  • 08/2013 → 09/2020
    U.S. Bank / U.S. Bancorp Investments, Inc.
    Chicago, IL
  • 09/2020 → 07/2021
    Bmo Harris Bank/Bmo Harris Financial Advisors/Lpl Financial Llc
    Chicago, IL
  • 07/2021 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-04-23
  • S63 Uniform Securities Agent State Law Examination
    2016-04-23
Designations

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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