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1200 Brickell Avenue Suite 1700, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-24 |
Branch Locations
1200 Brickell Avenue Suite 1700, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 09/2014 | 02/2018 |
| Mml Investors Services, Llc | Plantation | FL | 02/2018 | 02/2024 |
| Massachusetts Mutual Life Insurance Company | Plantation | FL | 02/2018 | 02/2024 |
| Fundamental Securities | Miami | FL | 11/2024 | Present |
| Acp Securities Llc | Miami | FL | 08/2025 | Present |
| Cima Financial Regulation Consultants | Weston | FL | 02/2024 | Present |
| Efg Capital International Corp | Miami | FL | 06/2024 | 03/2025 |
| Ocean Financial Services | Miami | FL | 03/2024 | 06/2025 |
| Bradesco Investments | Coral Gables | FL | 09/2025 | Present |
CIMA Financial Regulation Consultants, LLC - 1655 N Commerce Pkwy #301 Weston, FL 33326. Consultant. Start Date February 2024. Regulatory consulting services, to financial institutions, anticipated number of hours allocated per month 160, mainly transaction surveillance and compliance related matters. The employee provides consulting services through CIMA and, as part of that business, maintains active registrations with multiple other broker-dealers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-19 |
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