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Lucy Joseph

Commonwealth Financial Network

Waltham, MA

Burlington, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-25
  • MA RA
    APPROVED
    Since 2022-05-25

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • UNITED STATES

Burlington, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Burlington MA 11/2014 03/2018
Citizens Securities, Inc. Burlington MA 11/2014 03/2018
Citizens Securities, Inc. Woburn MA 03/2018 05/2022
Commonwealth Financial Network Waltham MA 05/2022 Present
Previous Registrations
  • 2016-05-11 → 2022-05-16
    Citizens Securities, Inc.
    Burlington, MA
    Woburn, MA
    Burlington, MA
    Woburn, MA
    Woburn, MA
    Winchester, MA
    Malden, MA
    Swampscott, MA
    Medford, MA
    Malden, MA
    Medford, MA
    Somerville, MA
    Swampscott, MA
    Dedham, MA
    Woburn, MA
    Burlington, MA
    Woburn, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-10
S63 Uniform Securities Agent State Law Examination 2015-08-28
  • S65 Uniform Investment Adviser Law Examination
    2016-05-10
  • S63 Uniform Securities Agent State Law Examination
    2015-08-28

View on SEC IAPD

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