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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-15 |
| NY | RA | APPROVED | 2021-06-30 |
Branch Locations
100 Corporate Pkwy Ste 118, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Services | Amherst | NY | 10/2014 | 04/2017 |
| Principal Life Insurance | Amherst | NY | 03/2015 | 05/2017 |
| Principal Securities Inc | Amherst | NY | 05/2017 | Present |
| Principal Life Insurance Company | Amherst | NY | 10/2017 | Present |
| Wealth Management Services Llc | Amherst | NY | 05/2021 | Present |
***Fixed insurance; Investment Related; 100 Corporate Parkway, Suite 118, Amherst, NY, 14226; Broker; Life, Annuity, DI; Start Date: 11/13/2017; 2 per month; 1 during trading hours. ***Richard Knights-Sue Kaderli Memorial Fund; Not Investment Related; 100 Corporate Parkway, Suite 118, Amherst, NY 14226; Board Member; Event Planning, Fund Raising, Patient Contact, Press Releases, Media Contact/Relations/Social Media, Administration, Community Outreach; Start Date: 01/01/1998; 2 hrs per month; 0 during trading hours. ***Fixed Insurance; Investment Related; Amherst, NY; Agent; Group Benefits Health; Start Date: 05/17/2019; 5 hrs per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-10-11 |
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