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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-04
  • CA RA
    APPROVED
    Since 2015-04-04

Branch Locations

444 Court St, Woodland, CA 95695 • United States

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Woodland CA 12/2014 11/2016
Wells Fargo Bank, Na Woodland CA 02/2005 Present
Wells Fargo Clearing Services, Llc Woodland CA 11/2016 Present
  • 12/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Woodland, CA
  • 02/2005 → Present
    Wells Fargo Bank, Na
    Woodland, CA
  • 11/2016 → Present
    Woodland, CA
Other Businesses

WOODLAND OPPORTUNITY VILLAGE, INC; INV RELATED; WOODLAND, CA; TREASURER; START 1/1/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; RESPONSIBLE FOR MAINTAINING CORRECTS FUNDS AND FINANCIAL REPORTING. MANJU TULADHAR MOBILE NOTARY SERVICES; NOT INVESTMENT RELATED; WOODLAND, CA; 100% OWNERSHIP; START 4/1/2021; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS. NOTARY; NOT INV RELATED; WOODLAND,CA;NOTARY; START DATE: 11/17/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-04
  • S66 Uniform Combined State Law Examination
    2015-04-04

View on SEC IAPD

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