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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-22 |
| FL | RA | APPROVED | 2020-12-08 |
Branch Locations
3903 Northdale Boulevard Suite 270E, Tampa, FL 33624 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gilman Ciocia, Inc | Tampa | FL | 12/2014 | 12/2020 |
| National Securities Corporation | Tampa | FL | 12/2014 | 12/2020 |
| National Asset Management | Tampa | FL | 02/2016 | 12/2020 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2020 | Present |
| Cetera Invesment Advisers Llc | Schaumburg | IL | 12/2020 | Present |
| National Securities Corp | Tampa | FL | 12/2014 | 12/2020 |
| Df Wealth Services, Llc | Tampa | FL | 12/2023 | Present |
1) NAME OF OTHER BUSINESS: GENERATIONS TAX & WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA & WEALTH MANAGEMENT FIRM ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CPA / FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ACCOUNTING & BOOKKEEPING ; 2) NAME OF OTHER BUSINESS: DF WEALTH SERVICES, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 12/2003; POSITION/TITLE/RELATIONSHIP: TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: PREPARE INDIVIDUAL, BUSINESS, PARTNERSHIP AND TRUST TAX RETURNS, OTHER TAX AND ACCOUNTING RELATED SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-10 |
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