Viktor B Mashalov

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-07-01
GA	RA	APPROVED	2019-05-21
UT	RA	APPROVED	2019-05-20
TX	RA	APPROVED_RES	2019-01-17
NJ	RA	APPROVED	2016-09-27

AZ RA
APPROVED

Since 2019-07-01
GA RA
APPROVED

Since 2019-05-21
UT RA
APPROVED

Since 2019-05-20
TX RA
APPROVED_RES

Since 2019-01-17
NJ RA
APPROVED

Since 2016-09-27

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa), Inc.	New York	NY	01/2016	Present
Hsbc Bank Usa, N.A.	New York	NY	08/2016	Present

01/2016 → Present

Hsbc Securities (Usa), Inc.

New York, NY
08/2016 → Present

Hsbc Bank Usa, N.A.

New York, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-23
S63	Uniform Securities Agent State Law Examination	2015-02-21

S66 Uniform Combined State Law Examination

2016-09-23
S63 Uniform Securities Agent State Law Examination

2015-02-21