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William Forte

Oppenheimer & Co. Inc.

Jericho, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
TX RA APPROVED 2019-12-02
NJ RA APPROVED 2019-10-16
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED
    Since 2019-12-02
  • NJ RA
    APPROVED
    Since 2019-10-16

Branch Locations

2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2016 06/2018
Oppenheimer & Co. Inc. Jericho NY 06/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-11
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S65 Uniform Investment Adviser Law Examination
    2019-10-11
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16
Other Names
  • William Forte
  • William John Enrico Forte

View on SEC IAPD

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