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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-08
  • NC RA
    APPROVED
    Since 2025-07-08

Branch Locations

Clyde, NC • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Asheville NC 12/2014 01/2018
Raymond James Financial Services, Inc. Asheville NC 01/2018 06/2018
Raymond James Financial Services Advisors, Inc. Asheville NC 06/2018 12/2021
Raymond James Financial Services, Inc. Asheville NC 06/2018 12/2021
Starks Financial Group Asheville NC 11/2014 12/2021
Raymond James Financial Services, Inc. Roswell GA 10/2022 12/2023
Raymond James Financial Services Advisors, Inc. Roswell GA 10/2022 12/2023
Unemployed Clyde NC 01/2022 08/2022
Musicworks! Studio Of Performing Arts Clyde NC 08/2022 12/2023
Mercer Global Advisors Inc. Atlanta GA 10/2023 Present
  • 12/2014 → 01/2018
    Raymond James Financial Services, Inc.
    Asheville, NC
  • 01/2018 → 06/2018
    Raymond James Financial Services, Inc.
    Asheville, NC
  • 06/2018 → 12/2021
    Asheville, NC
  • 06/2018 → 12/2021
    Raymond James Financial Services, Inc.
    Asheville, NC
  • 11/2014 → 12/2021
    Starks Financial Group
    Asheville, NC
  • 10/2022 → 12/2023
    Raymond James Financial Services, Inc.
    Roswell, GA
  • 10/2022 → 12/2023
    Roswell, GA
  • 01/2022 → 08/2022
    Unemployed
    Clyde, NC
  • 08/2022 → 12/2023
    Musicworks! Studio Of Performing Arts
    Clyde, NC
  • 10/2023 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1) PIANO TEACHER; NON INVESTMENT RELATED; CLYDE, NC 28721;MUSIC LESSONS;TEACHER; 07/2022;6 HOURS DEVOTED/MONTH, NONE DURING TRADING. DUTIES INCLUDE: TEACHING PIANO LESSONS FOR AN HOURLY RATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28

View on SEC IAPD

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