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Current Employers
National Investment Services Of America, Llc

777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-08-20
  • WI RA
    APPROVED
    Since 2024-08-20

Branch Locations

777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davidson Fixed Income Management, Inc. Denver CO 10/2015 03/2023
Aquila Distributors Inc. New York NY 03/2023 06/2024
National Investment Services Of America, Llc Milwaukee WI 07/2024 Present
Previous Registrations
  • 2015-12-08 → 2023-03-07
    Davidson Fixed Income Management, Inc.
    Denver, CO
Other Businesses

MUNICPAL ANALYSTS OF THE ROCKY MOUNTAINS; NON-INVESTMENT RELATED; DENVER, CO; NON-PROFIT; TREASURER; START 4/28/20; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I PAY BILLS AND MANAGE THE BANK ACCOUNT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-18
S65 Uniform Investment Adviser Law Examination 2015-12-08
  • S63 Uniform Securities Agent State Law Examination
    2017-01-18
  • S65 Uniform Investment Adviser Law Examination
    2015-12-08

View on SEC IAPD

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