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777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-08-20 |
Branch Locations
777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davidson Fixed Income Management, Inc. | Denver | CO | 10/2015 | 03/2023 |
| Aquila Distributors Inc. | New York | NY | 03/2023 | 06/2024 |
| National Investment Services Of America, Llc | Milwaukee | WI | 07/2024 | Present |
MUNICPAL ANALYSTS OF THE ROCKY MOUNTAINS; NON-INVESTMENT RELATED; DENVER, CO; NON-PROFIT; TREASURER; START 4/28/20; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I PAY BILLS AND MANAGE THE BANK ACCOUNT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-18 |
| S65 | Uniform Investment Adviser Law Examination | 2015-12-08 |
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