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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-24 |
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
9661 West 143Rd Street Suite 101, Orland Park, IL 60462 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evans Senior Investments | Chicago | IL | 03/2016 | 09/2018 |
| 5M Group | Chicago | IL | 09/2018 | 12/2018 |
| Lpl Financial, Llc | Orland Park | IL | 11/2018 | Present |
| Lpl Financial, Llc | La Grange | IL | 02/2015 | 08/2017 |
| Highpoint Advisor Group, Llc (Dba: Mccabe Financial Group) | Orland Park | IL | 12/2018 | Present |
1. 06/01/2019 - ALPAR LABORATORIES/ OTHER - BUSINESS OWNER/ NOT INVESTMENT RELATED / 1%/ MCCOOK, IL 2. 4/8/2019 - HIGHPOINT ADVISOR GROUP, LLC - DBA: (Hybrid) McCabe Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Started 12/21/2018 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 3. 4/8/2019 - Highpoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 12/21/2018 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/04/2025- McCabe Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/01/2019- 240 Hours Per Month- 170 Hours During Trading 5. 11/03/2025 - McCabe Financial Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/01/2019 - 240 hours per month/ 170 hours during trading 6. 12/22/2025 - Rosalie Court Financial Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 11/01/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-26 |
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