Mario Antonio Gonzalez-ayon

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-08-08

Branch Locations

Lansing, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade, Inc	Westminster	CO	12/2014	02/2018
Td Ameritrade, Inc.	Westminster	CO	02/2018	02/2018
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	02/2018
Unemployed	Ithaca	NY	03/2018	09/2018
Lpl Financial Llc	Ithaca	NY	09/2018	06/2022
Elmira Savings Bank	Ithaca	NY	09/2018	05/2022
Community Bank, National Association	Ithaca	NY	05/2022	06/2022
Tiaa-Cref Individual & Institutional Services, Llc	Ithaca	NY	07/2022	Present
Tiaa	Ithaca	NY	07/2022	Present
Scottrade Investment Management	Westminster	CO	03/2017	02/2018

12/2014 → 02/2018

Scottrade, Inc

Westminster, CO
02/2018 → 02/2018

Td Ameritrade, Inc.

Westminster, CO
02/2018 → 02/2018

Td Ameritrade Investment Management, Llc

Omaha, NE
03/2018 → 09/2018

Unemployed

Ithaca, NY
09/2018 → 06/2022

Lpl Financial Llc

Ithaca, NY
09/2018 → 05/2022

Elmira Savings Bank

Ithaca, NY
05/2022 → 06/2022

Community Bank, National Association

Ithaca, NY
07/2022 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Ithaca, NY
07/2022 → Present

Tiaa

Ithaca, NY
03/2017 → 02/2018

Scottrade Investment Management

Westminster, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-25
S63	Uniform Securities Agent State Law Examination	2015-04-08

Other Firms