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Brian Swedrock

Morgan Stanley

Westport, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-11
CT RA APPROVED 2024-09-17
TX RA APPROVED_RES 2024-09-16
  • NC RA
    APPROVED
    Since 2025-06-11
  • CT RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Wealth Advisors Wilton CT 11/2014 08/2024
Morgan Stanley Smith Barney Llc Westport CT 09/2024 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2025 Present
  • 11/2014 → 08/2024
    Webster Wealth Advisors
    Wilton, CT
  • 09/2024 → Present
    Morgan Stanley Smith Barney Llc
    Westport, CT
  • 01/2025 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-14
  • S66 Uniform Combined State Law Examination
    2016-03-14
Other Names
  • Brian Philip Swedrock

View on SEC IAPD

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