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Kari Rice Kuykendall

Wells Fargo Clearing Services, LLC

Bellevue, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-05
WA RA APPROVED 2016-10-13
  • TX RA
    APPROVED
    Since 2017-06-05
  • WA RA
    APPROVED
    Since 2016-10-13

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Bellevue WA 12/2014 09/2016
Wells Fargo Advisors, Llc Bellevue WA 10/2016 11/2016
Wells Fargo Clearing Services, Llc Bellevue WA 11/2016 Present
  • 12/2014 → 09/2016
    Ubs Financial Services
    Bellevue, WA
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Bellevue, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-08
  • S66 Uniform Combined State Law Examination
    2015-09-08
Other Names
  • Kari Rice
  • Kari Rice

View on SEC IAPD

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LPL FINANCIAL LLC · BELLEVUE, WA
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