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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-24 |
Branch Locations
1640 Buford Hwy, Cumming, GA 30041 • United States
3350 Braselton Hwy, Dacula, GA 30019 • United States
2810 Old Milton Parkway, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 11/2014 | 10/2016 |
| Bank Of America, N.A. | Atlanta | GA | 06/2015 | 10/2016 |
| Wells Fargo Clearing Services, Llc. | Dalton | GA | 05/2018 | 09/2022 |
| Wells Fargo Bank Na | Dalton | GA | 05/2018 | 09/2022 |
| U.S. Xpress | Chattanooga | TN | 01/2017 | 03/2018 |
| Lpl Financial | Chattanooga | TN | 09/2022 | 07/2024 |
| Tva Federal Credit Union | Chattanooga | TN | 09/2022 | 07/2024 |
| Pnc Investments | Cumming | GA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-20 |
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