Marianne Grace Caswell

Park Avenue Securities LLC

Dobbs Ferry, NY

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Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16

NY RA
APPROVED

Since 2021-04-16

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Dobbs Ferry, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	New York	NY	11/2013	Present
Park Avenue Secutities, Llc	New York	NY	03/2017	Present
Guardian Life Insurance Company	Dobbs Ferry	NY	06/2024	Present
Park Avenue Securities	Dobbs Ferry	NY	06/2024	Present

11/2013 → Present

Guardian Life Insurance Co Of America

New York, NY
03/2017 → Present

Park Avenue Secutities, Llc

New York, NY
06/2024 → Present

Guardian Life Insurance Company

Dobbs Ferry, NY
06/2024 → Present

Park Avenue Securities

Dobbs Ferry, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-15

S66 Uniform Combined State Law Examination

2017-05-15

Other Names

Marianne Caswell

View on SEC IAPD

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