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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-02 |
| AL | RA | APPROVED | 2024-03-08 |
| IA | RA | APPROVED | 2024-03-08 |
Branch Locations
1225 Jordan Creek Pkwy., Ste. 104, Fairfield, IA 50266 • United States
1225 Jordan Creek Pkwy, Ste. 104, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | Birmingham | AL | 11/2014 | 01/2017 |
| Concourse Financial Group Securities (Fka Proequities) | Birmingham | AL | 01/2017 | 04/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2022 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 03/2024 2) DBA JORDAN CREEK FINANCIAL SOLUTIONS,1225 JORDAN CREEK PKWY WEST DES MOINES IA, 05/2022, EMPLOYEE, DBA, INV REL, 173 HR/MO 141 HR/MO TRADING 3) ROSS BRIDGE NEIGHBORHOOD ASSOCIATION, 2101 Grand Avenue, Hoover AL 35226, 01/2025, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 0 HR/MO TRADING. 4) COSY DESIGNS, SP, 1319 Haddon Trail, Hoover AL 35226, 08/2015, Owner, DBA Name, NIR, 1 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-07 |
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