Esther F Miller-smith

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

Gouldsboro, PA • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment	Bethlehem	PA	11/2014	09/2023
Pruco Securities, Llc	Warrington	PA	10/2023	11/2024
The Prudential Insurance Company Of America	Warrington	PA	10/2023	Present
Lpl Enterprise, Llc	Warrington	PA	11/2024	Present

11/2014 → 09/2023

Lincoln Investment

Bethlehem, PA
10/2023 → 11/2024

Pruco Securities, Llc

Warrington, PA
10/2023 → Present

The Prudential Insurance Company Of America

Warrington, PA
11/2024 → Present

Lpl Enterprise, Llc

Warrington, PA

Previous Registrations

2023-10-03 → 2024-11-14

Pruco Securities, Llc.

Warrington, PA

Gouldsboro, PA
2016-01-19 → 2023-10-04

Lincoln Investment

Bethlehem, PA
2016-02-17 → 2023-10-04

Capital Analysts

Bethlehem, PA

Other Businesses

1)02/19/2025- Genesis Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-Start date 10/09/2015- 0hrs/mnth-0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-15

S66 Uniform Combined State Law Examination

2016-01-15

Other Names

Esther F Miller

View on SEC IAPD