Patrick M Feldman

Current Employers

Scp Steward Capital Advisers Llc

Houston, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-10-05

TX RA
APPROVED

Since 2020-10-05

Branch Locations

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Steward Securities Group Llc	Houston	TX	11/2014	11/2021
Self Employed	Santa Fe	NM	10/2009	Present
Scp Steward Capital Advisers Llc	Houston	TX	11/2019	Present

11/2014 → 11/2021

Steward Securities Group Llc

Houston, TX
10/2009 → Present

Self Employed

Santa Fe, NM
11/2019 → Present

Scp Steward Capital Advisers Llc

Houston, TX

Other Businesses

(1) 10/2009 TO PRESENT; SELF-EMPLOYED; SANTA FE, NM; NOT INVESTMENT RELATED; CONSULTANT, PORTFOLIO AND HEDGE EVALUATION. (2) 04/2012 TO PRESENT; TMST, INC.; SANTA FE, NM; NOT INVESTMENT RELATED; INDEPENDENT CONTRACTOR, CONSULTANT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-30
S63	Uniform Securities Agent State Law Examination	2015-01-22

S65 Uniform Investment Adviser Law Examination

2020-09-30
S63 Uniform Securities Agent State Law Examination

2015-01-22